By Artha Institute of Management The Securities and Exchange Board of India (SEBI) has introduced a new regulatory framework for stock brokers , replacing the three-decade-old SEBI (Stock Brokers) Regulations, 1992 . The move marks a major shift in Indian securities regulation by allowing stock brokers to engage in other activities regulated by different financial authorities , while simplifying compliance and strengthening investor protection. This reform is part of SEBI’s
SEBI’s FPI Framework Revamp: A Structural Reset for Faster, Cleaner Foreign Investment India’s foreign portfolio investment regime is finally getting the overhaul market participants have quietly been waiting for. In its new consultation paper, the Securities and Exchange Board of India (SEBI) has proposed a comprehensive revamp of the Foreign Portfolio Investor (FPI) framework , targeting three long-standing conflict points: slow onboarding, duplicative compliance, and frag
SEBI Cancels 68 Investment Adviser Registrations: A Wake-Up Call on Compliance Discipline In a significant regulatory sweep, the Securities and Exchange Board of India (SEBI) has cancelled the registrations of 68 investment advisers (IAs) after they failed to meet mandatory compliance requirements—most notably, non-payment of renewal fees required to maintain their licences. This marks one of SEBI’s largest compliance crackdowns in recent years, underscoring the regulator’s