By Artha Institute of Management The Securities and Exchange Board of India (SEBI)  has introduced a new regulatory framework for stock brokers , replacing the three-decade-old SEBI (Stock Brokers) Regulations, 1992 . The move marks a major shift in Indian securities regulation by allowing stock brokers to engage in other activities regulated by different financial authorities , while simplifying compliance and strengthening investor protection. This reform is part of SEBI’s

SEBI Cancels 68 Investment Adviser Registrations: A Wake-Up Call on Compliance Discipline In a significant regulatory sweep, the Securities and Exchange Board of India (SEBI) has cancelled the registrations of 68 investment advisers (IAs) after they failed to meet mandatory compliance requirements—most notably, non-payment of renewal fees required to maintain their licences. This marks one of SEBI’s largest compliance crackdowns in recent years, underscoring the regulator’s